November 18, 2017 17:33

Market Updates
BSE
NSE
2010
Date
Particulars
Master Circular for Stock Exchange - Cash Market
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Activity schedule for Auction Session
Amendments to the Equity Listing Agreement
Smart Order Routing (SOR) - Clarification
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlemen
Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
Display of Details by Stock Brokers (including Trading Members
Clarification on Trading Rules and shareholding in dematerialized mode
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Review of Securities Lending and Borrowing (SLB) Framework
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996
Trading Rules and shareholding in dematerialized mode
Arbitration Mechanism in Stock Exchanges
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant - Clarifications
Introduction of Smart Order Routing
Securities Trading using Wireless Technology
Transferability of Mutual Fund units
Arbitration Mechanism in Stock Exchanges
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Options on USD-INR Spot Rate
Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers (CPs).
Mandatory requirement of Permanent Account Number (PAN)
Market Access through Authorised Persons
Applications Supported by Blocked Amount (ASBA) facility in public issues
Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Setting up of a Stock exchange/ a trading platform by a recognized stock exchange having nationwide trading terminals for SME
Conditions of listing for issuers seeking listing on SME Exchange - Model SME Equity Listing Agreement
Making Annual Reports of Listed Companies easily accessible.
Introduction of Index options with tenure up to 5 years
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Margining of institutional trades in the cash market
Introduction of derivative contracts on Volatility Index
Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant
Reduction in time between issue closure and listing
Amendments to Equity Listing Agreement - Discontinuation of Electronic Data Information Filing and Retrieval (EDIFAR) System.
Master Circular on Allotment of codes to Stock Exchanges, Subsidiary management by Stock Exchanges, Governance of recognised Stock Exchanges and Arbitration in recognised Stock Exchanges
Applications Supported by Blocked Amount (ASBA) facility in public issues
Master Circular on Allotment of codes to Stock Exchanges, Subsidiary management by Stock Exchanges, Governance of recognised Stock Exchanges and Arbitration in recognised Stock Exchanges
Listing Conditions-Amendments to the Equity Listing Agreement
Allotment of Code to United Stock Exchange of India Limited
Disclosure of regulatory orders and arbitration awards on Stock Exchange website
Clarification on dealings between a client and a stock broker
Master Circular on Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any Segment of Stock Exchanges and Clearing Corporations)
Disclosure of details of the allottees in the Qualified Institutional Placements (QIP) made by issuer company
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there-under- Master Circular on AML/CFT
Committee for review of ownership and governance of market infrastructure institutions.
Requirement of Fee Clearance and NOC – Non applicability in respect of certain category of members of stock exchanges
Requirement of Fee Clearance and NOC – Non applicability in respect of certain category of members of stock exchanges
Market Wide Position Limits across Stock Exchanges
PAN requirement for transmission of shares in physical form
As Amended till January 07, 2010 LISTING AGREEMENT FOR DEBT SECURITIES
Simplified Debt Listing Agreement for Debt Securities - Amendments
Review of Securities Lending and Borrowing (SLB) Framework
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
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