August 20, 2017 20:50

Market Updates
BSE
NSE
2011
Date
Particulars
Exchange Traded Interest Rate Futures on 2-year and 5-year Notional Coupon Bearing Government of India Security.
Public issue of Debt Securities- Prohibition on payment of incentives.
Guidelines in pursuance of the SEBI KYC Registration Agency (KRA)Regulations, 2011 and for In-Person Verification (IPV).
Guidelines on Outsourcing of Activities by Intermediaries.
Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011.
Annual System Audit.
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (The Regulations).
In-person' verification (IPV) of clients by subsidiaries of stock exchanges, acting as stock brokers
Reporting format under Regulation 11 of Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006.
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (The Regulations).
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Amendments to the Equity, IDR and SME Equity Listing Agreements.
Amendments to the Equity, IDR and SME Equity Listing Agreements.
Clarification on 100% promoter holding in demat form.
Guidelines for Issue and Listing of Structured Products/ Market Linked Debentures.
Contents of Application-Cum-Bidding Form and Manner of disclosure.
Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 and consequential amendments to Clause 35 of the Equity Listing Agreement.
Redressal of investor grievances against stock brokers and subbrokers in SEBI Complaints Redress System (SCORES).
Simplification and Rationalization of Trading Account Opening Process.
Short-collection/Non-collection of client margins (Derivatives Segments).
SMS and E-mail alerts to investors by stock exchanges.
Revised procedure for seeking prior approval for change in control through single window.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges.
Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments).
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT).
Shareholding of promoter / promoter group to be in dematerialized mode.
Pre- Change of Name by Listed Companies.
Pre- Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines.
Pre- funded instruments / Electronic fund transfers.
Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES).
Periodical Report – Grant of prior approval to members of stock exchanges/sub-brokers.
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares.
Liquidity Enhancement Schemes for Illiquid Securities in Equity Derivatives Segment.
Adjustment of differential pricing amount at the time of application for allotment of specified securities.
Dealings Between a Cleint and a Stock Broker.
Self Clearing Member in the Currency Derivatives Segment.
Applications Supported by Blocked Amount (ASBA) facility.
Review of Annual Issuers' charges.
Limitation Period of filling an arbitration References.
Addendum to Circular no. Cir/ISD/1/2011 dated March 23, 2011
Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement – December 2010 & January 2011
Listing Agreement for Securitized Debt Instruments
Futures on 91-day Government of India Treasury-Bill (T- Bill)
Arbitration mechanism of stock exchanges - Applicability of the provisions of the Limitation Act, 1963
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Modifications to client code post trade execution
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