July 23, 2017 12:41

Market Updates
BSE
NSE
2012
Date
Particulars
Requirement of Base Minimum Capital for Stock Broker and Trading Member.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Procedural norms on Recognitions, Ownership and Governance for Stock Exchanges and Clearing Corporations.
Pre-trade Risk Controls.
Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any segment of Stock Exchanges/Clearing Corporations).
Rajiv Gandhi Equity Savings Scheme, 2012.
Inventory Management for Market Makers of SME Exchange / Platform.
Review of the Securities Lending and Borrowing (SLB) Framework.
Mini derivative (Futures & Options) contract on Index (Sensex & Nifty).
Arbitration Mechanism in Stock Exchanges.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Public issue in electronic form and use of nationwide broker network of stock exchanges for submitting application forms (ETFs).
Review of Margining with respect to Exchange Traded Funds (ETFs).
Addendum to Circular No. CIR/MRD/DP/21/2012 dated August 02, 2012 on activation of ISIN in case of additional issue of shares/ securities.
Know Your Client Requirements.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Manner of achieving minimum public shareholding requirements in terms of SCRR, 1957.
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares.
Rationalization of process relating to surrender of registration by sub-brokers.
Business Responsibility Reports.
Readdress of investor grievances against listed companies in SEBI Complaints Redress System (SCORES).
Manner of Dealing with Audit Reports filed by Listed companies.
Aadhaar Letter as Proof of Address for Know Your Client (KYC) norms.
Activation of ISIN in case of additional issue of shares/ securities.
System for Making Application to Public issue of Debt Securities.
Contents of Application Form and Abridged Prospectus for Public Issue of Debt Securities.
Revision of Eligibility Criteria for Stocks in Derivatives Segment.
Amendment to definition of Qualified Foreign Investor (QFI) and QFI investment in debt mutual fund schemes which invest in infrastructure.
Establishment of Connectivity with both depositories NSDL and CDSL – companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Investment by Qualified Foreign Investors (QFI) in Indian Corporate Debt.
Amendment to the Equity Listing Agreement - Platform for E-Voting by Shareholders of Listed Entities.
Reduction of Time-line for Transfer of Equity Shares and Prescription of Time-line for Transfer of Debt Securities'.
Clarification to the "Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) Circular dated April 13, 2012.
Clarification to the "SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION.
Redressal of complaints against Stock Exchanges (SEs) and Depositories through SEBI Complaints Redress System (SCORES).
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Revision in framework for Qualified Foreign Investor (QFI) investment in Equity Shares and Mutual Fund schemes.
Exit Policy for De-recognized/ Non-operational Stock Exchanges.
Revised Position Limits for Trading Member (Banks) in Exchange Traded USD:INR derivative contracts.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS)to normal Rolling Settlement .
Processing of investor complaints against companies applying for listing of debt securities in SEBI SCORES system .
Amendments to the Equity Listing Agreement – Formats for Disclosure of Financial Results.
Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES).
Uploading of the existing clients' KYC details in the KYC Registration Agency (KRA) system by the intermediaries.
Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR).
Policy on Market Infrastructure Institutions (MIIs) and Exit Process for non-operational or derecognized Stock Exchanges.
Exemptions from 100% promoter(s) holding in demat form .
Broad Guidelines on Algorithmic Trading.
Standardized lot size for SME Exchange/Platform .
Investor Grievance Redressal Mechanism at Stock Exchanges.
Amendments to the Equity Listing Agreement.
Eligibility criteria for qualified depository participant.
Composition of arbitration committee.
Investor Grievance Redressal Mechanism at Stock Exchanges.
Trade controls in Normal Trading Session for Initial Public Offering (IPO) and other category of scrips.
Investment by Qualified Foreign Investors (QFI) in Indian equity shares.
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