May 27, 2017 15:43

Market Updates
BSE
NSE
2014
Date
Particulars
Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform .
Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure.
Modification to Offer for Sale (OFS) of Shares through stock exchange mechanism.
Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts.
Modification of client codes of non-institutional trades executed on stock exchanges (All Segments).
Single registration for Stock Brokers & Clearing Members.
Modification to Investor Protection Fund (IPF) / Customer Protection Fund (CPF) Guidelines.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement
Position Limits for Mutual Funds in 10-year Interest Rate Futures (IRF).
Amendments to SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 - Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms.
Core Settlement Guarantee Fund, Default Waterfall and Stress Test.
Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations) .
Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism.
Monitoring of Compliance by Stock Exchanges .
Clarification on position limits of domestic institutional investors for currency derivatives contracts .
Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act - Registration.
SEBI Circulars No. CIR/CFD/DIL/3/2013 dated January 17, 2013,CIR/CFD/DIL/7/2013 dated May 13, 2013 and CIR/CFD/POLICYCELL/14/2013 dated November 29, 2013 - Extension of time line for alignment
Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts.
Base Issue Size, Minimum Subscription, Retention of Over-Subscription Limit and further disclosures in the Prospectus for Public Issue of Debt securities.
Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs). .
Review of the Securities Lending and Borrowing (SLB) Framework.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014.
Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments .
Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Margins for USD-INR contracts .
Commencement of Foreign Portfolio Investor ("FPI") regime .
Format for Auditors’ Certificate required under Clause 24(i) of the Equity Listing Agreement .
Reporting of OTC trades in Corporate Bonds on Trade Reporting Platforms of stock Exchanges.
Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT)Obligations of Securities Market Intermediaries under the Prevention of Money laundering Act, 2002 and Rules framed there under.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Testing of software used in or related to Trading and Risk Management.
Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives.
FII Position Limits in Exchange Traded Interest Rate Futures (IRF).
Operational Guidelines for Designated Depository Participants.
Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations.
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