July 23, 2017 12:47

Market Updates
BSE
NSE
Circulars Applicable to ASEL from SEBI

2008

Date
Particulars
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Guidelines in respect of exit option to Regional Stock Exchanges
Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under- Master Circular on AML/CFT
SEBI Master Circular on Anti Money Laundering (AML and Combating Financing of Terrorism (CFT)- Obligations of Intermediaries under Prevention of Money Laundering Act, 2002 and Rules Framed there-under
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
Listing and trading of warrants issued as part of a Qualified Institutions Placement (QIP) being a combined issuance of Non-convertible Debentures with Warrants
Maintenance of Security Deposit of 1% of the amount of securities offered to public/shareholders by issuer companies with the designated stock exchanges
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Corporate Governance in listed Companies – Clause 49 of the Listing Agreement
Foreign investments in infrastructure companies in securities markets
Internal Audit for stock brokers/trading members/clearing members
Allotment of Code to MCX Stock Exchange Limited
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Internal Audit for stock brokers/clearing members
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Annual Systems Audit
Mandatory requirement of Permanent Account Number (PAN)
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Margining of institutional trades in the cash market
Comprehensive Risk Management Framework for the cash market
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Comprehensive Risk Management Framework for the cash market
Collateral deposited by clients with brokers
Corporate Governance in listed Companies – Clause 49 of the Listing Agreement
Operationalisation of Short Selling and Securities Lending and Borrowing
Margining of institutional trades in the cash market
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Securities lending/borrowing Scheme of Securities and Exchange Board of India
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Trading and settlement of trades in dematerialized scrips
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