May 27, 2017 15:41

Market Updates
BSE
NSE
Circulars Applicable to ASEL from SEBI

2009

Date
Particulars
Applications Supported by Blocked Amount (ASBA) facility in public issues and rights issues.
Preservation of records
Dealings between a client and a stock broker (trading members included)
Limitation period for filing of Arbitration reference
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Simplified Debt Listing Agreement for Debt Securities - Amendments
Issue of No Objection Certificate for release of 1% of issue amount
Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
Market Access through Authorised Persons
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 – Directions to stock exchanges, depositories and all registered intermediaries.
Trading Hours on Stock Exchanges
Clearing and Settlement of trades in Corporate Bonds through Clearing Corporations
Revision of transaction charges by the stock exchanges
Prior approval for re-commencing trading on the Stock Exchange
Applicability of Delisting Regulations- Transitional Provisions
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Notification of Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
Disclosure of investor complaints and arbitration details on Stock Exchange website
Amendments to Equity Listing Agreement
Application under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for relaxing strict enforcement of clause (b) to sub-rule (2) of rule 19 thereof
Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under.
EXCHANGE TRADED INTEREST RATE FUTURES
Interpretative circular under regulation 5 of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations 1997 - Applicability of provisions of regulation 11 (2) thereof, as amended on October 30, 2008
Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/FIMMDA
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Comprehensive Risk Management Framework for the cash market
Abolition of no-delivery period for all types of corporate actions
Amendments to the Equity Listing Agreement
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Clarification on applicability of SEBI Regulations/ Circulars on Initial and Continuous Disclosures for Convertible and Non-Convertible Debt
Model Listing Agreement for listing of Indian Depository Receipts (IDRs) issued by issuing companies whose securities market regulators are signatories to the Multilateral Memorandum of Understanding (MMOU) of International Organization of Securities Commissions (IOSCO).
11052009
Amendments to the Equity Listing Agreement
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Revised Position Limits for Exchange Traded Currency Derivatives
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
Review of Annual Issuers' charges
Amendments to Equity Listing Agreement
Formats for disclosures under regulation 8A(1), 8A(2), 8A(3) and 8A(4) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
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