July 23, 2017 12:41

Market Updates
BSE
NSE
2013
Date
Particulars
Know Your Client Requirements.
Deposit Requirements for members of the Debt Segment.
Rationalization of Periodic Call Auction for Illiquid Scrips.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Exchange Traded Cash Settled Interest Rate Futures (IRF) on 10-Year Government of India Security.
SEBI Circulars No. CIR/CFD/DIL/3/2013 dated January 17, 2013 and-CIR/CFD/DIL/7/2013 dated May 13, 2013 - Extension of time line for alignment .
Compliance with the provisions of Equity Listing Agreement by listed companies – Monitoring by Stock Exchanges .
Annual System Audit of Stock Brokers / Trading Members.
Issues pertaining to primary issuance of debt securities.
Disclosure of Investor Complaints on websites of Stock Exchanges.
Standardisation and Simplification of Procedures for Transmission of Securities.
Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initialpublic offer.
General Information Document.
Centralized Database for Corporate Bonds/ Debentures .
Formats under SEBI (Substantial Acquisition of Shares and Takeovers)Regulations, 2011(Regulations).
Know Your Client Requirements.
Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure.
Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances.
Simplification of registration requirements for Stock Brokers.
Arbitration Mechanism in Stock Exchanges.
Investor Grievance Redressal Mechanism.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement .
Formats for filing reports in terms of regulations 15(i) and 20(j) of SEBI (BuyBack of Securities) Regulations, 1998.
Risk Management Framework for Dedicated Debt Segment on Stock Exchanges.
Know Your Client Requirements for Eligible Foreign Investors.
Index based market-wide circuit breaker mechanism.
General Guidelines for dealing with Conflicts of Interest of Intermediaries,Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market .
Testing of software used in or related to Trading and Risk Management.
Investment by Qualified Foreign Investors (QFIs) in “to be listed” IndianCorporate Debt Securities.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Revised Position Limits for Exchange Traded Currency Derivatives.
Arbitration Mechanism in Stock Exchanges-II.
Arbitration Mechanism in Stock Exchanges.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement .
Clarification on SEBI's Circular dated August 13, 2012 providing for the "Manner of Dealing with Audit Reports filed by Listed Companies .
Review of the Securities Lending and Borrowing (SLB) framework.
Broad guidelines on Algorithmic Trading .
Scheme of Arrangement under the Companies Act, 1956 – Revised requirements for the Stock Exchanges and Listed Companies - Clarification.
SEBI Circular No. CIR/CFD/DIL/3/2013 dated January 17, 2013 - Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement-Clarification.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Redress of investor grievances through SEBI complaints Redress System ( SCORES ).
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Amendment to SEBI {(Know Your Client) Registration Agency} Regulations, 2011 and relevant circulars.
Usage of electronic payment modes for making cash payments to the investors.
Corporate bonds and Government securities as collateral.
Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Guidelines for Enabling Partial Two-Way Fungibility of Indian Depository Receipts.
Introduction of Periodic Call Auction for Illiquid Scrips and Extension of Pre-open Session to all Scrips.
Liquidity Enhancement Schemes for Illiquid Securities in Equity Cash market.
Scheme of Arrangement under the Companies Act, 1956 – Revised requirements for the Stock Exchanges and Listed Companies.
Guidelines for providing dedicated Debt Segment on Stock Exchanges.
Guidelines on Identification of Beneficial Ownership.
Application Supported by Blocked Amount (ASBA) facility.
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement.
Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement.
Rationalisation process for obtaining PAN by Investors.
Clarification on Clause 36 of the Equity Listing Agreement.
Bottom Banner