May 27, 2017 15:43

Market Updates
BSE
NSE
Complaint / Arbitration Status

As per SEBI Circular MRD/DoP/SE/Cir-10/2009 dated September 03, 2009

2009-10
Trading Member
Company
  • Report 1A – Complaints received from clients against trading members during the current financial year.
  • View Report
  • Table 1A for Report 1A (Type & Status of Complaint)
  • View Table
  • Report 2A – Complaints received from investors against listed companies during the current financial year.
  • View Report
  • Table 2A for Report 2A (Type & Status of Complaint)
  • View Table
  • Report 1C – Redressal of complaints lodged by clients against trading members during the current financial year.
  • View Report
  • Report 2C – Redressal of complaints lodged by investors against listed companies during the current financial year.
  • View Report
  • Report 3B – Disposal of arbitration proceedings (where client is a party) during the current financial year
  • View Report
    -
  • Report 4B – Penal actions against trading members during the current financial year
  • View Report
    -

2008-09

2008-09
Trading Member
Company
  • Report 1B – Redressal of complaints lodged by clients against trading members during the previous financial year.
  • View Report
  • Report 2B – Redressal of complaints lodged by investors against listed companies during the previous financial year.
  • View Report
  • Report 3A – Disposal of arbitration proceedings (where client is a party) during the previous financial year
  • View Report
    -
  • Report 4A – Penal actions against trading members during the previous financial year
  • View Report
    -
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